36
Insurance; financial affairs; monetary affairs; real estate affairs
(based on 44(d) priority application) (based on intent to use) asset management services, namely, managing and administering real assets; investment management services, namely, creating, managing and administering exchange traded funds, alternative investment funds, private equity funds, hedge funds, mutual funds, and tax assisted investments; financial advisory services, namely, financial planning and investment management services, administering third party assets, life, accidental death and health insurance policies; administering banking, financial and estate planning services; capital markets and merchant banking services, namely, investment banking services and underwriting of the sale of securities to the public, private placements, investment advisory services related to mergers and acquisitions, divestitures, restructurings and stock exchange listings; sales and trading services, namely, the selling, purchasing and trading of equity and equity related securities and fixed income securities on behalf of retail and institutional clients; investment research services, namely, the preparation of research reports and opinions to individual investors and institutional clients in connection with investment decision making; banking services, namely, guaranteed investment certificates, mortgages, rsp loans, investment loans, structured credit and fixed income investments